We are subject to certain legislative and regulatory requirements that necessitate us obtaining and holding detailed information that personally identifies you and/or contains information or an opinion about you (“personal information”). In addition, our ability to provide you with stockbroking and investment advisory services is dependent on us obtaining certain personal information about you, including:
Details of your financial needs, objectives, circumstances, and tolerance to risk.
Failure to provide the personal information referred to above may expose you to higher risks in respect of the recommendations made to you and may affect the adequacy or appropriateness of advice we give to you.